SS
Sam Swift
TCI Wealth Advisors
Scottsdale, AZ
FINRA VerifiedFiduciary
SS
TCI Wealth Advisors
Scottsdale, AZEst. 2001
Firm Details
Experience
25 yrs
AUM
$4.5B
Minimum
$500K
Fee Type
Fee-Only
Specialties
Wealth ManagementRetirement PlanningInvestment Management
Certifications & Licenses
FiduciaryCFACFPAIF
Regulatory Information
FINRA Verified
Disclosures
Clean Record
No complaints, regulatory actions, or disclosures found
Fee Structure
Assets Under Management (AUM) Fee
$0 - $500K1.75%
$500K - $1M1.50%
$1M - $3M1.25%
$3M - $5M1.00%
$5M - Above0.75%
Account minimum: $1M (negotiable)
Comprehensive Financial Plan
$4Kone-time
Work History
TCI Wealth AdvisorsCurrent
Managing Director / Financial Advisor
Jan 2018 - Present8 years
Morgan Stanley
Senior Financial Advisor
Oct 2011 - Sep 20186 years
Fidelity Investments
Financial Advisor
Apr 2005 - May 20116 years
Other Business Activities
This advisor is also engaged in the following business activities:
broker dealer
Registered Representative with affiliated broker-dealer
Compensation: Commissions
accountant
Certified Public Accountant (CPA)
Compensation: Fees
Office Locations
TCI Wealth Advisors
PrimaryScottsdale, AZ
Key Team Members
SS
Sam Swift
Financial Advisor
Reviews
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Key Team Members
SS
Sam Swift
Financial Advisor
Office Locations
TCI Wealth Advisors
PrimaryScottsdale, AZ
Reviews
Leave a ReviewNo reviews yet
Be the first to review